Individuals below have been named in
NASD Actions

Brookstreet Securities Corporation
First Allied Securities
Waddell & Reed
H&R Block Financial Advisors
Morgan Stanley
JLM Securities
Actinver Securities
Alvaro Madero
Joseph Abbondante
Terry Atzen
James Begale
Elizabeth Brasler
Francios Belizaire
Dan Del Fium
Mark Deves
Robert Crider
James Dvorznak
Thomas Femister
IreneGoldberg
Ernest Harris
Scott Kemmerling
Yuan Lung Li
James Mariani
Frank Passarella
David Alan Roth
James Rovezzi
Andrew Vaughey
Timothy Dickey
Joseph Karcagi
Hornor, Townsend & Kent
First Montauk Securities
Adam Lesnick
Legacy Financial Services, Inc.
Online Brokerage Services
Akeem Folajimi Bello
Paul Roger Burgeson
Lance Neal Dahmer
Richard Drayton Jr.
Talbot Heber Lloyd
Ray Rajnian Dubey
Thomas Ortiz-Stronza
Laurence Bryan Schweiger
Brian Ladah
David Allen Regis
Frank Katona
John Barry Chambers
Lacy Mcclure walthall
Gregory Leonard Felden
Justin Wallace Herman
DonaldEverettHunt
AlexRoytman
Joseph James Vastano
Hantz Financial
Robert Joseph Pagan
Joseph Frank Pappalardo
Robert Michael Graves
William Franklin Herndon
Derrick Doba
Herbert Ivan Kay
Alicia Ann Hiller
Herman Forrest Lombard
Memory Ursula Pritchard
Ronald Dean Udy
Phillipe Noel Keyes
Masahiko Fukano
Midas Securities
Richard Antonino
Anthony Blackmon
Kelly Chance
Kimberly Boyce
Charles Clark
Jeff Collins
David Deblasio
Emi Dolores
Scott Fischer
Pat Garcia
1st Discount Brokerage 



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