LATEST NEWS
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Investor Alert - Nutraceutical Stock Scams—Don’t Supplement Your Portfolio With These Companies
FINRA is issuing this alert to warn investors about potential scams related to everything from fortified foods and energy drinks to "natural" medicines. While some of the companies producing these pro...
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Investor Alert - Well-Traveled Fraud—Advance-Fee Scams Target Non-U.S. Investors Using Fake Regulator Websites and False Broker Identities We are issuing this Alert to warn non-U.S. investors that scammers are using fraud—including setting up phony "regulator" websites and fake identities—to separate you from your money.
Investor Alert - "Phishing" and Other Online Identity Theft Scams: Don't Take the Bait FINRA is updating this Alert to tell you about some of the latest online identify theft scams targeting financial sector customers and to provide tips for spotting and avoiding these scams. |
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Investor Alert - It Pays to Understand Your Brokerage Account Statements and Trade Confirmations
FINRA is issuing this alert to guide investors through the key elements of their brokerage account statements and trade confirmations and to provide tips that can help avoid problems. Investors should...
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Broker-Client Relationship
The stockbroker-client relationship is unique and is designed to benefit and protect the investor. Many states impose a fiduciary duty upon stockbrokers who make recommendations and investments...Protecting Yourself From Loss
The first step in protecting yourself from investment losses is to get as much information as possible. This means doing some research before you invest. Start off by getting familiar with who you are doing business with...Spotting Problems
Your relationship with your financial advisor is a two way street. It can only succeed if information is freely and frequently exchanged between both parties. This starts out with good telephone communications. After your initial meeting most of your subsequent conversations with your financial advisor will be on the telephone. Bearing in mind your broker has numerous clients and cannot respond to each call every day, you should expect...FREE Consultation
The Law Office of David Liebrader specializes in recovering money for investors. Our attorneys have recovered over 30 million dollars. For a FREE consultation call 702-380-3131.