Thomas Ray Femister (CRD #2783803, Registered Representative, Washington, District of Columbia) submitted a Letter of Acceptance, Waiver, and Consent in which he was barred from association with any NASD member in any capacity. The sanction was based on findings that Femister converted funds of a public customer for his own use and benefit without the knowledge or authorization of the customer. The findings also stated that Femister failed to respond to NASD requests for documents and information. (NASD Case #C9A050019)

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