Lawrence Michael LaBine
Lawrence Michael LaBine (CRD #1279935, Registered Principal, Scottsdale, Arizona) submitted an Offer of Settlement in which he was fined $25,000, suspended from association with any NASD member in any capacity for 15 business days, and must requalify as a general securities representative by examination. Without admitting or denying the allegations, LaBine consented to the described sanctions and to the entry of findings that he recommended and effected securities transactions in public customers' accounts without having a reasonable basis for believing that the NASD NTM DISCIPLINARY ACTIONS JANUARY 2006 9 transactions were suitable, based on the customers' investment objectives, financial situation and needs. LaBine's suspension began December 19, 2005, and concluded at the close of business on January 6, 2006. (NASD Case #C3A20040045/E0220020513)
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Contact InformationThe Law Office of David Liebrader, Inc.
601 S. Rancho Drive, Ste.#D-29
Las Vegas, NV 89106