Joseph Daniel Benter

Joseph Daniel Benter (CRD #2169897, Registered Representative, Wichita, Kansas) submitted a Letter of Acceptance, Waiver, and Consent in which he was fined $5,000 and barred from association with any NASD member in any capacity. The fine must be paid before Benter reassociates with any NASD member or before requesting relief from any statutory disqualification. Without admitting or denying the allegations, Benter consented to the described sanctions and to the entry of findings that he controlled the account activity for the trust account of a public customer and effected excessive transactions in the account with will and reckless disregard for the customer's interests and stated objectives in order to generate commissions for himself. (NASD Case #C04040008)

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Contact Information

The Law Office of David Liebrader, Inc.


601 S. Rancho Drive, Ste.#D-29
Las Vegas, NV 89106
Phone: 702-380-3131
Fax: 702-380-3102
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