Jeffrey Dirk Roberts
Jeffrey Dirk Roberts (CRD #1139510, Registered Principal, Boise, Idaho) submitted a Letter of Acceptance, Waiver, and Consent in which he was barred from association with any NASD member in any capacity. Without admitting or denying the allegations, Roberts consented to the described sanction and to the entry of findings that he received checks totaling $152,473 from a public customer to be used for investment purposes and deposited the checks in an account he controlled, thereby converting the funds to his own use and benefit. (NASD Case #C3B040007)
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Contact Information
The Law Office of David Liebrader, Inc.601 S. Rancho Drive, Ste.#D-29
Las Vegas, NV 89106
Phone: 702-380-3131
Fax: 702-380-3102
