Eric Carlin Howie

Eric Carlin Howie (CRD #4328428, Registered Representative, Milpitas, California) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $6,000 and suspended from association with any NASD member in any capacity for 30 days. The fine must be paid before Howie reassociates with any NASD member following the suspension, or before he requests relief from any statutory disqualification. Without admitting or denying the findings, Howie consented to the described sanctions and to the entry of findings that he participated in private securities transactions, for compensation, without prior approval from his member firm.

The suspension in any capacity is in effect from August 7, 2006 through September 5, 2006. (NASD Case #2005002880701)

Did you lose money investing with Eric Carlin Howie?

Contact Information

The Law Office of David Liebrader, Inc.


601 S. Rancho Drive, Ste.#D-29
Las Vegas, NV 89106
Phone: 702-380-3131
Fax: 702-380-3102
For a confidential consultation on recovering investment losses, please complete and submit:
Fields in bold are required.  Email is required for correspondence.  Use TAB key or mouse to move between fields.
 
Full Name: Contact Phone:
Address 1: Contact Fax:
Address 2: Email:
City: Verify Email:
State: Please Contact Me Via:
Zip Code: Contact Me:
Subject or Issue:
Questions, Comments, Suggestions:
Validation
Please enter the 2 words shown, then click Submit.
NOTE: If you cannot read the words, simply click the Refresh button below to change them
 Now submitting, please wait one moment...