Anthony Otto DeGregorio, Sr.

Anthony Otto DeGregorio, Sr. (CRD #64093, Registered Principal, Tinton Falls, New Jersey) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any NASD member in any capacity. Without admitting or denying the allegations, DeGregorio consented to the described sanction and to the entry of findings that he recommended the purchase of private placements of speculative securities to a public customer without having a reasonable basis for believing that the recommendations were suitable based on customer's investment objectives, financial situation and needs. NASD found that DeGregorio participated in private securities transactions without providing prior written notice to, or receiving written approval from, his member firm. (NASD Case #E9B2004018801)

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The Law Office of David Liebrader, Inc.


601 S. Rancho Drive, Ste.#D-29
Las Vegas, NV 89106
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Fax: 702-380-3102
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