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Ray Rajnian Dubey
Ray Rajnian Dubey (CRD #3149758, Registered
Representative, Greenbelt, Maryland) submitted a letter
of Acceptance, Waiver, and Consent in which he was fined
$5,000 and suspended from association with any NASD
member in any capacity for 30 business days. The fine must
be paid before Dubey reassociates with any NASD member
following the suspension or before requesting relief from any
statutory disqualification. Without admitting or denying the
allegations, Dubey consented to the described sanctions and
to the entry of findings that he engaged in outside business
activities and failed to provide prompt written notice to his
member firm. Dubey's suspension begins May 16, 2005, and will conclude at
the close of business June 24, 2005. (NASD Case
#C07050017)
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Office of David Liebrader, Inc.
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601
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Las Vegas, NV 89106
Phone: 702-380-3131
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