Memory Ursula Pritchard (CRD #1139894, Registered Representative, Templeton, California) submitted a Letter of Acceptance, Waiver, and Consent in which she was fined $12,073, which includes disgorgement of commissions of $2,073, and suspended from association with any NASD member in any capacity for 12 months. The fine must be paid before Pritchard reassociates with any NASD member following the suspension or before requesting relief from any statutory disqualification. Without admitting or denying the allegations, Pritchard consented to the described sanctions and to the entry of findings that she participated in private securities transactions, received $53,073 in commission, and failed to provide prior written or oral notification to, and receive prior written approval from, her member firm. Pritchard's suspension began February 22, 2005, and will conclude at the close of business February 21, 2006. (NASD Case #C02050004)

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