Laurence Bryan Schweiger (CRD #736288, Registered Principal, Plantation, Florida) submitted a Letter of Acceptance, Waiver, and Consent in which he was barred from association with any NASD member in any capacity. Without admitting or denying the allegations, Schweiger consented to the described sanction and to the entry of findings that he participated in private securities transactions without prior written notice or approval from his member firm. (NASD Case #C07050012)

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