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Law Office of David Liebrader

Elizabeth Susanne Brasler

Elizabeth Susanne Brasler (CRD #4285019, Registered Representative, Santa Barbara, California) submitted a letter of Acceptance, Wavier and Consent in which she was fined $5,000, suspended from association with any NASD member in any capacity for two months, and ordered to pay $112,018 in restitution to a public customer. Without admitting or denying the allegations, Brasler consented to the described sanctions and to the entry of findings that she recommended that a public customer invest in certain highrisk municipal bonds without having reasonable grounds for believing that it was suitable for the customer in light of the facts disclosed by the customer concerning her financial status, investment objectives, and risk tolerance. Brasler's suspension began June 6, 2005, and will conclude August 5, 2005. (NASD Case #C02050033)

Did you lose money investing with Elizabeth Susanne Brasler?

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Contact Information

Law Office of David Liebrader, Inc.
DaveL@investmentloss.com

601 S. Rancho Drive, Ste.#D-29
Las Vegas, NV 89106
Phone: 702-380-3131
Fax: 702-380-3102

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©1999 The Law Office of David Liebrader
Disclaimer
The information on this page is not intended to be legal advice. Each case and circumstance is unique, and the firm can not guarantee recoveries to anyone. If you need additional information, please call for a free consultation.