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Elizabeth Susanne Brasler
Elizabeth Susanne Brasler (CRD #4285019, Registered
Representative, Santa Barbara, California) submitted a
letter of Acceptance, Wavier and Consent in which she was
fined $5,000, suspended from association with any NASD
member in any capacity for two months, and ordered to pay
$112,018 in restitution to a public customer. Without
admitting or denying the allegations, Brasler consented to the
described sanctions and to the entry of findings that she
recommended that a public customer invest in certain highrisk
municipal bonds without having reasonable grounds for
believing that it was suitable for the customer in light of the
facts disclosed by the customer concerning her financial
status, investment objectives, and risk tolerance.
Brasler's suspension began June 6, 2005, and will conclude
August 5, 2005. (NASD Case #C02050033)
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Contact
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Office of David Liebrader, Inc.
DaveL@investmentloss.com
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601
S. Rancho Drive, Ste.#D-29
Las Vegas, NV 89106
Phone: 702-380-3131
Fax: 702-380-3102
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